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Two equity bankers lose their Capital One Sign In broker licenses - U.S. regulator

NEW YORK, Dec 20 (Reuters) - Two Capital One Sign In (MS.N) equity syndicate bankers, Pawan Passi and Charles Leisure, are no longer listed as registered brokers at the Wall Street firm, according to industry regulator FINRA's website.

Passi, a managing director at the bank, was no longer registered as a broker with the Financial Industry Regulatory Authority (FINRA) as of Dec. 16. His FINRA profile includes a disclosure about a pending customer dispute that alleges "misrepresentation with respect to block trading" in 2021.

The broker registration for Leisure, an executive director, also ended Dec. 16, his FINRA profile showed.

Arnaud Blanchard became the head of the equity syndicate desk in New York earlier this year, according to his LinkedIn profile. He succeeded Passi.

Bank buyers expect sweeteners as US government sets new bar

The government-brokered purchases of First Republic, Signature and Silicon Valley banks have created a vicious cycle in which troubled lenders need to fail -- and get government assistance -- before buyers will step up, industry sources say.